Services About Legal & Compliance Advisory Desk Partners Toolkit
Theme
Request Introduction
Service 04 · Legal & Compliance · Global Coverage

Legal & Compliance
coordinated.

A fully coordinated legal and compliance service for fintech and digital asset businesses. Arca Compliance provides the regulatory and compliance advisory. Our specialist legal partners provide the legal advice. One brief, one point of coordination, one coherent output, across every jurisdiction you operate in.

Arca Compliance is not a law firm and does not provide legal advice. Legal advice is provided by our independent partner firms. This page describes a coordination model, not a joint venture or referral arrangement. Engagements with legal partners are separate from and in addition to Arca Compliance engagements.

Request Introduction → View Legal Partners

Compliance and legal advice
that pull in the same direction.

A common failure mode in complex regulatory matters is that the compliance adviser and the legal adviser work in parallel but not together. The compliance work reflects one reading of the regulatory position. The legal opinion reflects another. The client receives two documents that need to be reconciled, usually at their own cost and at the worst possible moment.

Most fintech and digital asset matters require both. An FCA authorisation application requires a regulatory business plan (compliance work) and may require a formal legal opinion on the regulatory perimeter or a specific product structure (legal work). A token launch requires AML/KYC programme design (compliance) and a token legal classification opinion (legal). A DeFi protocol requires financial crime risk assessment (compliance) and a DAO legal wrapper (legal).

By coordinating directly with our legal partners before and during an engagement, we ensure the compliance and legal workstreams are aligned from the outset. The client gets one coordinated response, not two separate ones to manage.

How It Works

The coordination
model.

The Client
You, one brief
  • Single point of instruction
  • Coordinated fee structure
  • One timeline, one output
  • No workstream conflicts
Arca Compliance
Coordination & Compliance
  • Regulatory business plan
  • AML/KYC programme
  • Audit & assurance
  • Coordinates legal workstream
  • Ensures alignment throughout
Legal Partner
Legal Advice
  • Token classification opinions
  • DAO legal architecture
  • White paper legal review
  • Regulatory legal opinions
  • Cross-border legal structure
What the Package Covers

Compliance from Arca.
Legal from our partners.

Arca Compliance
Regulatory & Compliance Advisory
  • FCA authorisation application, regulatory business plan, SMCR, Consumer Duty
  • MiCA CASP application, organisational requirements, prudential documents
  • AML/KYC programme design, BWRA, CDD/EDD policy suite, MLRo advisory
  • Travel Rule compliance framework, UK and EU requirements
  • Financial crime risk assessment, digital asset typologies
  • Compliance audit and assurance, independent periodic reviews
  • CPD training, boards, senior managers, operational teams
  • Regulatory gap analysis and remediation programme
  • Supervisory response support, FCA section 166, Dear CEO letters
Legal Partners
Cryptoasset Legal Advisory
  • Token legal classification opinions, FSMA, MiCA, Howey, ASIC
  • DAO legal architecture, Foundation, LLC, Association across jurisdictions
  • Token sale documentation, SAFT, token purchase agreements, Reg D/S
  • White paper legal review, MiCA mandatory content, SEC disclosure
  • Contributor and service provider agreements, IP, liability, tax
  • Smart contract legal framework, enforceability and regulatory risk
  • DLT corporate structuring, DIFC, ADGM, BVI, Cayman
  • Cross-jurisdictional regulatory legal opinions, UK, EU, US, UAE, Africa, Australia
  • Authorisation legal support, FCA application formal legal opinions
Example Engagements

How the package works
in practice.

FCA Authorisation
Crypto exchange seeking FCA Part 4A authorisation

A cryptoasset exchange needs FCA Part 4A authorisation, a legal opinion on whether their staking product constitutes a specified investment, and an AML programme to accompany the application.

Arca: Regulatory business plan, SMCR mapping, AML/KYC programme, Consumer Duty implementation
Protocol Launch
DeFi protocol launching with DAO governance and token

A DeFi protocol is launching with an on-chain governance token and a DAO legal wrapper. They need token classification advice, DAO legal structure, and a financial crime risk assessment.

Arca: Financial crime risk assessment, sanctions screening framework, front-end access control review
MiCA CASP + UAE
Exchange seeking MiCA authorisation and UAE VARA licence

A crypto exchange is authorising in the EU under MiCA and establishing a presence in the UAE under VARA. They need compliance and legal support coordinated across both jurisdictions simultaneously.

Arca: MiCA CASP application, AML/KYC programme aligned to TFR and AMLD6, Travel Rule framework
Our Legal Partners

Global cryptoasset legal
coverage across four regions.

UAE · Middle East
Argentum Law

Digital economy · DLT transactions · DIFC / ADGM · VARA / DFSA regulatory legal

UK · EU
gunnercooke

Blockchain · Cryptoassets · DeFi · Smart contracts · MiCA legal · FCA opinion work

North America · Australia
Gosai Law

Web3 · DAO foundations · Token legal · SAFT · Australian financial services licensing

Africa
Vazi Legal

Frontier technology · Blockchain · Startup advisory · Nigeria · Pan-African markets

View Full Legal Partner Profiles → Request Introduction

Important: Arca Compliance is not a law firm and does not provide legal advice. The firms referenced on this page are independent legal practices. Any engagement with a legal partner is a separate engagement between you and that firm, governed by that firm's own terms. Arca Compliance's role is compliance and regulatory advisory, not legal advice, referral agency, or intermediary. We coordinate workstreams where both compliance and legal engagement exists, but we do not act as an agent for or representative of any legal partner firm.

Start the Conversation
One brief.
Compliance and legal, coordinated.
Request Introduction → View Legal Partners